SEBI issues circular on cyber security & cyber resilience framework for Qualified Registrars to an Issue or Share Transfer Agents

Oct 16, 2019 | by Avantis RegTech Legal Research Team


The Securities and Exchange Board of India (SEBI) on October 15, 2019 has issued circular on cyber security & cyber resilience framework for Qualified Registrars to an Issue or Share Transfer Agents vide circular SEBI/HO/MIRSD/CIR/P/2017/100 dated September 08, 2017.

Following guidelines are issued for submission of report or information in respect of paragraph 51 of Annexure A of the circular SEBI/HO/MIRSD/CIR/P/2017/100 which states that the Quarterly reports should be submitted to SEBI in soft copy:

1. A format for submitting the reports is attached as Annexure.

2. For the quarter ended on September 30, 2019, quarterly reports shall be submitted            by QRTAs not later than November 30, 2019 as per the format specified.

3. Effective from quarter ending on December 31, 2019, the time period for submission          of the report shall be 15 days after the end of the quarter.

4. The mode of submission of reports by QRTAs to SEBI shall be through email.

[SEBI/HO/MIRSD/DOP/CIR/P/2019/110]

 


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