BSE Request for CAR (Corrective Action Report) Submission by Stock Brokers

The Bombay Stock Exchange (BSE), vide its notice dated February 15, 2017, has stated that the stock brokers are required to submit the CAR (Corrective Action report) for any “Non compliances/ Work in progress/ Observation/Suggestion” pointed out by the auditor in System audit report for the period ended September 2016.

The stock brokers are required to submit such CAR on their letterhead and in the PDF format with naming convention as “CLGNO_CAR_SEP16.PDF” latest by February 28, 2017 through BEFS only.

[Notice No. 20170215-11]