127 Legal Updates in Securities Exchange Board of India

SEBI specifies that fines to be imposed in case of non-compliance of provisions of SEBI (ICDR) Regulations, 2018

Aug 20, 2019

The Securities and Exchange Board of India (SEBI) on August 19, 2019, has issued a Circular specifying that the fines to be imposed by the Stock Exchanges for non-compliance with certain provisions of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 (ICDR Regulations). The Regulation 297 and 298 of SEBI (ICDR) Regulations, 2018

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SEBI clarifies that funds should not be deposited in STD of scheduled commercial banks by mutual funds

Aug 19, 2019

The Securities and Exchange Board of India (SEBI) on August 16, 2019, in order to protect the interests of investors in securities and to promote the development of, and to regulate the securities market, has issued a Circular with reference to the SEBI Circular SEBI/IMD/CIR No. 1/91171/07 dated April 16, 2007 pertaining to investment in Short Term

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SEBI issues Circular on investments by AIFs incorporated in IFSC

Aug 12, 2019

The Securities and Exchange Board of India (SEBI) on August 09, 2019, to protect the interests of investors in securities and to promote the development of, and to regulate the securities market, have decided to harmonize the provisions of SEBI (International Financial Services Centres) Guidelines, 2015 relating to securities in which Alternative I

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SEBI notifies the promoter of listed companies to disclose the reasons for encumbrance

Aug 08, 2019

The Securities and Exchange Board of India (SEBI) on August 07, 2019, has notified that the promoter of listed companies to disclose the reasons for encumbrance in the format for disclosure (Page 3). However, in order to bring greater transparency regarding reasons for encumbrance, particularly when significant shareholding by promoter along with

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SEBI takes action against companies for non compliance of SEBI Circular dated June 05, 2015

Aug 02, 2019

The Securities Exchange Board of India (SEBI) on August 01, 2019, has issued a Circular directing all depositories to freeze all the securities held by the promoters and directors of the listed companies that are not in compliance with the provisions of SEBI Circular no. CIR/MRD/DP/10/2015 dated June 05, 2015. Regulation 75 of the SEBI (Depositorie

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SEBI (Substantial Acquisition of Shares and Takeovers) (Second Amendment) Regulations, 2019

Aug 01, 2019

The Securities and Exchange Board of India (SEBI) on July 29, 2019, has published the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) (Second Amendment) Regulations, 2019 to further amend the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011. It will c

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Securities and Exchange Board of India (Delisting of Equity Shares) (Amendment) Regulations, 2019

Aug 01, 2019

The Securities and Exchange Board of India (SEBI) on July 29, 2019, has published the Securities and Exchange Board of India (Delisting of Equity Share) (Amendment) Regulations, 2019 to further amend the Securities and Exchange Board of India (Delisting of Equity Share) Regulations, 2009. It will come into force on the date of its publication in th

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Securities and Exchange Board of India (Buy-Back of Securities) (Amendment) Regulations, 2019

Jul 31, 2019

The Securities and Exchange Board of India (SEBI) on July 29, 2019, notifies the Securities and Exchange Board of India (Buy-Back of Securities) (Amendment) Regulations, 2019 to further amend the Securities and Exchange Board of India (Buy-Back of Securities) Regulations, 2018. These regulations shall come into force on the date of its publication

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Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Fourth Amendment) Regulations, 2019

Jul 31, 2019

The Securities and Exchange Board of India (SEBI) on July 29, 2019, notifies the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Fourth Amendment) Regulations, 2019 to further amend the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015. These Regulati

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